-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Dw1QqGEcb7wGBUitiOMLcs7tL+FobrHlWrKdVqzB4D1EkUS5+c5XpcWumbprFP9G S28PPlWFH/smDs+sCVr7ww== 0000950146-96-001769.txt : 19961010 0000950146-96-001769.hdr.sgml : 19961010 ACCESSION NUMBER: 0000950146-96-001769 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19961009 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN GRENFELL SMALLCAP FUND INC CENTRAL INDEX KEY: 0000809584 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133389036 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-39284 FILM NUMBER: 96641202 BUSINESS ADDRESS: STREET 1: 885 THIRD AVE STE 1740 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122302600 MAIL ADDRESS: STREET 2: 885 THIRD AVE CITY: NEW YORK STATE: NY ZIP: 10022 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN GRENFELL ASSET MANAGEMENT LTD CENTRAL INDEX KEY: 0000923726 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 20 FINSBURY CIRCUS CITY: LONDON STATE: X0 MAIL ADDRESS: STREET 1: 20 FINSBURY CIRCUS CITY: LONDON STATE: X0 SC 13D 1 SCHEDULE 13D SCHEDULE 13D (Rule 13d-101) Information to be included in statements filed pursuant to Rule 13d-1(a) and amendments thereto filed pursuant to Rule 13d-2(a). SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13 D Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Morgan Grenfell Small Cap Fund Inc --------------------------------------------------------------------------- (Name of Issuer) Common Stock --------------------------------------------------------------------------- (Title of Class of Securities) 617357108 --------------------------------------------------------------------------- (CUSIP Number) Morgan Grenfell SMALLCap Fund, Incorporated, 885 Third Avenue, New York, NY 10022-4802 Phone # (212) 230 2600 --------------------------------------------------------------------------- (Name, Address, Telephone No of Person Authorised to Receive Notices & Communications) 20th September 1996 --------------------------------------------------------------------------- (Date of Event Which Requires Filing of This Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b) (3) or (4), check the following box [ ]. Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of less than five percent of such class. See Rule 13d-7). Note. Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1 (a) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 617357108 - --------------------------------------------------------------------------------------------------------------- 1) Names of Reporting Persons/S. S. or I.R.S. Identification Nos. of Above Persons Morgan Grenfell Asset Management Limited, [parent holding company] on behalf of subsidiary companies: Morgan Grenfell International Funds Management Limited, Morgan Grenfell Investment Management Limited and Morgan Grenfell Trust Managers Limited. - --------------------------------------------------------------------------------------------------------------- 2) Check the Appropriate Row if a Member of a Group (a) See 1) above (b) n/a - --------------------------------------------------------------------------------------------------------------- 3) SEC Use Only ____________________________________________________________________________________________ - --------------------------------------------------------------------------------------------------------------- 4) Source of Funds OO - Discretionary Funds under Management - --------------------------------------------------------------------------------------------------------------- 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Item 2(d) or 2(e) n/a - --------------------------------------------------------------------------------------------------------------- 6) Place of Organisation England - --------------------------------------------------------------------------------------------------------------- Number of (7) Sole Voting Power 602,074 Shares Bene- ficially Owned by (8) Shared Voting Power n/a Each Reporting (9) Sole Dispositive Power 602,074 Person With (10) Shared Dispositive Power n/a -------------------------------------------------------------------------------------------------------------- 11) Aggregate Amount Beneficially Owned by Each Reporting Person Morgan Grenfell International Funds Management Limited [ineligible institution] 69,564 Morgan Grenfell Investment Management Limited [ineligible institution] 212,517 Morgan Grenfell Trust Managers Limited. [ineligible institution] 319,993 Aggregated holding 602,074 - --------------------------------------------------------------------------------------------------------------- 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares n/a - --------------------------------------------------------------------------------------------------------------- 13) Percent of Class Represented by Amount in Row (11) Morgan Grenfell International Funds Management Limited [ineligible institution] 0.77 Morgan Grenfell Investment Management Limited [ineligible institution] 2.33 Morgan Grenfell Trust Managers Limited 3.52 Aggregated 6.62 - --------------------------------------------------------------------------------------------------------------- 14) Type of Reporting Person HC [of IAs] - ---------------------------------------------------------------------------------------------------------------
SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 20th September 1996 ----------------------------------------- (Date) /s/ LB Hacking ----------------------------------------- (Signature) LB Hacking, Compliance Officer ----------------------------------------- (Name and Title) The original statement shall be signed by each person on whose behalf the statement is filed or his authorised representative. If the statement is signed on behalf of a person by his authorised representative (other than an executive officer or general partner of this filing person), evidence of the representative's authority to sign on behalf of such person shall be field with the statement; provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (see 18 U.S.C. 1001). -----END PRIVACY-ENHANCED MESSAGE-----